Tuesday, June 5, 2012

JPMorgan Regulators in Spotlight: Was Anyone Minding The Store?





JPMorgan Chase’s regulators will be in the spotlight here on Wednesday, when they testify before Congress on the bank’s multibillion-dollar trading blunder and its implications for the future of Wall Street regulation. One of the bank’s primary regulators, the Office of the Comptroller of the Currency, will face particular scrutiny for its oversight of the JPMorgan unit responsible for a trading loss of more than $2 billion.

If memory serves us correctly, JPMorgan disclosed the loss from its chief investment office last month. Just months earlier, top execs from the chief investment office had traveled to Washington to persuade the comptroller that new trading restrictions threatened the future of the bank. The execs argued that the so-called Volcker Rule could prevent the powerful unit from hedging risk throughout the bank.

….In their testimony before the Senate Banking Committee, regulators are expected to defend their oversight of JPMorgan, which had significant sway with policy makers after emerging from the 2008 financial crisis relatively unscathed. None of the more than 100 regulators embedded in JPMorgan’s Manhattan headquarters kept daily watch over the chief investment office, people briefed on the matter have said, raising questions about gaps in oversight...

Fun?  Just wait til you read the rest at http://dealbook.nytimes.com/2012/06/05/jpmorgan-regulators-in-spotlight-after-firms-huge-loss/

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