Wednesday, December 12, 2012

SEC: Rajat Gupta Should Pay The Max!




From the NY Post: Rajat Gupta, the former Goldman Sachs Group Inc. (GS) director found guilty at an insider-trading trial, should be required to pay the maximum civil penalty, the U.S. Securities and Exchange Commission said in a court filing.

Gupta was motivated by personal gain and can afford the $15 million fine the SEC is seeking because he still has tens of millions of dollars for an “enviable retirement,” Kevin McGrath, an SEC attorney, said in today’s filing in federal court in Manhattan. The former Goldman executive is worth about $85 million, evidence at his trial showed, McGrath said.

Imposing the maximum penalty is needed to send a deterrent message, McGrath said. “Given the enormous profits to be reaped by hedge fund traders and other industry and corporate professionals, incentives to violate the law are greater than ever.”

Read all about it at http://www.nypost.com/p/news/business/an_sec_survivor_rod8drDJb8Ly2Bp8O00OxL

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