Wednesday, May 30, 2012

Re: Facebook - For Once, The Investment Bank Was Behaving Ethically


In an IPO an investment bank takes a fee from a business to place that stock in financial markets.  Or, more precisely, they take a fee from a business to sell part of that business.  Their customer is the company doing an IPO and they have a legal and moral obligation to get the highest price for the company they are selling. No more. No less.

However investment bankers have, as a practical matter, a desire to expand and improve their franchise. Their franchise consists of a huge number of buy-side investors (some retail, some institutional) who will buy from them whatever they sell so long as it comes in a prospectus….

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