Tuesday, November 20, 2012

Crooks: BFFs, Buddies, Colleagues and, Prosecutors Allege, Inside Traders




A network of high-school buddies and former co-workers often talked on the phone about the "Fat Man," and giving each other their "vacation photos," but WSJ says, federal prosecutors say those were code words used to disguise an insider-trading ring that lasted five years.

The group, which included three health-care execs, a chiropractor and the owner of a spa-supply company called Yeah Baby, allegedly made more than $1.7 million by passing on secret information about mergers and acquisitions and earnings announcements of at least seven pharmaceutical companies, according to prosecutors and the Securities and Exchange Commission.

According to a criminal complaint filed in Newark, N.J., by U.S. Attorney Paul Fishman, the men allegedly used codes or incorporated secret information in legitimate social conversations at basketball games, dinner with friends or morning jogs. In one case, one member of the alleged scheme sent an unindicted co-conspirator the number of a pay phone outside a Virginia K-Mart store to communicate. They referred to at least one financial deal as the "Fat Man," and used phrases like "fat man has a friend" and "the fat man walks alone" to update one another on the status of the deals, according to the complaint. The words "I have some vacation pictures for you" were allegedly used to refer to cash payments made to tippers in amounts ranging from $500 to $10,000 at a time….
Read all about it at http://online.wsj.com/article/SB10001424127887323353204578129263925148902.html?mod=WSJ_hp_LEFTWhatsNewsCollection

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